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Journalists
should report the truth. Who would deny it? But such a statement
does not get us far enough, for it fails to distinguish nonfiction
from other forms of expression. Novelists can reveal great truths
about the human condition, and so can poets, film makers and painters.
Artists, after all, build things that imitate the world. So do
nonfiction writers.
To make things
more complicated, writers of fiction use fact to make their work
believable. They do research to create authentic settings into
which we enter. They return us to historical periods and places
that can be accurately chronicled and described: the battlefield
at Gettysburg, the Museum of Natural History in New York City,
a jazz club in Detroit. They use detail to make us see, to suspend
our disbelief, to persuade us it was Òreally like that.Ó
For centuries
writers of nonfiction have borrowed the tools of novelists to
reveal truths that could be exposed and rendered in no better
way. They place characters in scenes and settings, have them speak
to each other in dialogue, reveal limited points of view, and
move through time over conflicts and toward resolutions.
In spite of
occasional journalism scandals that hit the national landscape
like plane crashes, our standards are higher than ever. Historical
examples of nonfiction contain lots of made-up stuff. It appears
as if, 50 years ago, many columnists, sports writers and crime
reportersÑto name the obvious categoriesÑwere licensed to invent.
The term pipingÑmaking up quotes or inventing sourcesÑcame from
the idea that the reporter was high from covering the police busts
of opium dens.
Testimony
on our shady past comes from Stanley Walker, the legendary city
editor of the New York Herald Tribune. In 1934 he wrote about
the Òmonumental fakesÓ that were part of the history of journalism
and offered:
It is
true that, among the better papers, there is a Ògeneral professional
condemnationÓ of fakers. And yet it is strange that so many
of the younger men, just coming into the business, appear to
feel that a little faking here and there is a mark of distinction.
One young man, who had written a good story, replete with direct
quotation and description, was asked by the city desk how he
could have obtained such detail, as most of the action had been
completed before he had been assigned to the story. ÒWell,Ó
said the young man, ÒI thought that since the main facts were
correct it wouldnÕt do any harm to invent the conversation as
I thought it must have taken place.Ó The young man was soon
disabused.
In more recent
times and into the present, influential writers have worked in
hybrid forms with names such as Òcreative nonfictionÓ or Òthe
nonfiction novel.Ó Tom Rosenstiel catalogues the confusion:
The line
between fact and fiction in America, between what is real and
made up, is blurring. The move in journalism toward infotainment
invites just such confusion, as news becomes entertainment and
entertainment becomes news. Deals in which editor Tina Brown
joins the forces of a news company, Hearst, with a movie studio,
Miramax, to create a magazine that would blend reporting and
script writing are only the latest headlines signaling the blending
of cultures. Prime time news magazines, featuring soap opera
stories or heroic rescue videos, are developing a growing resemblance
to reality entertainment shows such as ÒCops,Ó or Fox programs
about daring rescues or wild animal attack videos. Book authors
such as John Berendt condense events and use ÒcompositeÓ characters
in supposedly nonfiction work, offering only a brief allusion
in an authorÕs note to help clarify what might be real and what
might not. Newspaper columnists are found out, and later removed,
from the Boston Globe for confusing journalism and literature.
A writer at the New Republic gains fame for material that is
too good to be true. A federal court in the case of Janet Malcolm
rules that journalists can make up quotes if they somehow are
true to the spirit of what someone might have said. Writer Richard
Reeves sees a deepening threat beyond journalism to society
more generally, a threat he calls evocatively the ÒOliver StoningÓ
of American culture.
The controversies
continue. Edmund Morris creates fictional characters in his authorized
biography of Ronald Reagan; CBS News uses digital technology to
alter the sign of a competitor in Times Square during the coverage
of the millennium celebration; a purported memoir of a wife of
Wyatt Earp, published by a university press, turns out to contain
fiction. Its author, Glenn G. Boyer, defends his book as a work
of Òcreative nonfiction.Ó
To make things
more complicated, scholars have demonstrated the essential fictive
nature of all memory. The way we remember things is not necessarily
the way they were. This makes memoir, by definition, a problematic
form in which reality and imagination blur into what its proponents
describe as a Òfourth genre.Ó The problems of memory also infect
journalism when reportersÑin describing the memories of sources
and witnessesÑwind up lending authority to a kind of fiction.
The post-modernist
might think all this irrelevant, arguing that there are no facts,
only points of view, only ÒtakesÓ on reality, influenced by our
personal histories, our cultures, our race and gender, our social
class. The best journalists can do in such a world is to offer
multiple frames through which events and issues can be seen. Report
the truth? they ask. Whose truth?
Caught in
the web of such complexity, one is tempted to find some simple
escape routes before the spider bites. If there were only a set
of basic principles to help journalists navigate the waters between
fact and fiction, especially those areas between the rocks. Such
principles exist. They can be drawn from the collective experience
of many journalists, from our conversations, debates and forums,
from the work of writers such as John Hersey and Anna Quindlen,
from stylebooks and codes of ethics, standards and practices.
Hersey made
an unambiguous case for drawing a bold line between fiction and
nonfiction, that the legend on the journalistÕs license should
read ÒNone of this was made up.Ó The author of ÒHiroshima,Ó Hersey
used a composite character in at least one early work, but by
1980 he expressed polite indignation that his work had become
a model for the so-called New Journalists. His essay in the Yale
Review questioned the writing strategies of Truman Capote, Norman
Mailer and Tom Wolfe.
Hersey draws
an important distinction, a crucial one for our purposes. He admits
that subjectivity and selectivity are necessary and inevitable
in journalism. If you gather 10 facts but wind up using nine,
subjectivity sets in. This process of subtraction can lead to
distortion. Context can drop out, or history, or nuance, or qualification
or alternative perspectives.
While subtraction
may distort the reality the journalist is trying to represent,
the result is still nonfiction, is still journalism. The addition
of invented material, however, changes the nature of the beast.
When we add a scene that did not occur or a quote that was never
uttered, we cross the line into fiction. And we deceive the reader.
This distinction
leads us to two cornerstone principles: Do not add. Do not deceive.
LetÕs elaborate on each:
Do not
add. This means that writers of nonfiction should not add
to a report things that did not happen. To make news clear and
comprehensible, it is often necessary to subtract or condense.
Done without care or responsibility, even such subtraction can
distort. We cross a more definite line into fiction, however,
when we invent or add facts or images or sounds that were not
there.
Do not
deceive. This means that journalists should never mislead
the public in reproducing events. The implied contract of all
nonfiction is binding: The way it is represented here is, to the
best of our knowledge, the way it happened. Anything that intentionally
or unintentionally fools the audience violates that contract and
the core purpose of journalismÑto get at the truth. Thus, any
exception to the implied contractÑeven a work of humor or satireÑshould
be transparent or disclosed.
To make these
cornerstone principles definitive, we have stated them in the
simplest language. In so doing, we may cause confusion by failing
to exemplify these rules persuasively or by not offering reasonable
exceptions. For example, by saying ÒDo not deceive,Ó we are talking
about the promise the journalist makes to the audience. A different
argument concerns whether journalists can use deception as an
investigative strategy. There is honest disagreement about that,
but even if you go undercover to dig for news, you have a duty
not to fool the public about what you discovered.
Because these
two principles are stated negatively, we decided not to nag journalists
with an endless list of ÒThou shalt nots.Ó So weÕve expressed
four supporting strategies in a positive manner.
Be unobtrusive.
This guideline invites writers to work hard to gain access to
people and events, to spend time, to hang around, to become such
a part of the scenery that they can observe conditions in an unaltered
state. This helps avoid the ÒHeisenberg effect,Ó a principle drawn
from science, in which observing an event changes it. Even watchdogs
can be alert without being obtrusive.
We realize
that some circumstances require journalists to call attention
to themselves and their processes. So we have nothing against
Sam Donaldson for yelling questions at a president who turns a
deaf ear to reporters. Go ahead and confront the greedy, the corrupt,
the secret mongers; but the more reporters obtrude and intrude,
especially when they are also obnoxious, the more they risk changing
the behavior of those they are investigating.
Stories should
not only be true, they should ring true. Reporters know
by experience that truth can be stranger than fiction, that a
man can walk into a convenience store in St. Petersburg, Fla.,
and shoot the clerk in the head and that the bullet can bounce
off his head, ricochet off a ceiling beam, and puncture a box
of cookies.
If we ruled
the world of journalismÑas if it could be ruledÑwe would ban the
use of anonymous sources, except in cases where the source is
especially vulnerable and the news is of great import. Some whistleblowers
who expose great wrongdoing fall into this category. A person
who has migrated illegally into America may want to share his
or her experience without fear of deportation. But the journalist
must make every effort to make this character real. An AIDS patient
may want and deserve anonymity, but making public the name of
his doctor and his clinic can help dispel any cloud of fiction.
Fired Boston
Globe columnist Mike Barnicle writes:
I used
my memory to tell true tales of the city, things that happened
to real people who shared their own lives with me. They represented
the music and flavor of the time. They were stories that sat
on the shelf of my institutional memory and spoke to a larger
point. The use of parables was not a technique I invented. It
was established ages ago by other newspaper columnists, many
more gifted than I, some long since dead.
A parable
is defined as a Òsimple story with a moral lesson.Ó The problem
is that we know them from religious literature or ancient beast
fables. They were fictional forms, filled with hyperbole. Mike
Barnicle was passing them off as truth, without doing the reporting
that would give them the ring of truth.
In the Middle
Ages, perhaps, it could be argued that the literal truth of a
story was not important. More important were the higher levels
of meaning: how stories reflected salvation history, moral truth
or the New Jerusalem. Some contemporary nonfiction authors defend
invention in the name of reaching for some higher truth. We deem
such claims unjustifiable.
The next guideline
is to make sure things check out. Stated with more muscle:
Never put something in print or on the air that hasnÕt checked
out. The new media climate makes this exceedingly difficult. News
cycles that once changed by the day, or maybe by the hour, now
change by the minute or second. Cable news programs run 24 hours,
greedy for content. And more and more stories have been broken
on the Internet, in the middle of the night, when newspaper reporters
and editors are tucked dreamily in their beds. The imperative
to go live and to look live is stronger and stronger, creating
the appearance that news is Òup to the minuteÓ or Òup to the second.Ó
Time frenzy,
however, is the enemy of clear judgment. Taking time allows for
checking, for coverage that is proportional, for consultation
and for sound decision-making that, in the long run, will avoid
embarrassing mistakes and clumsy retractions.
In a culture
of media bravado, there is plenty of room for a little strategic
humility. This virtue teaches us that TruthÑwith a capital
TÑis unattainable, that even though you can never get it, that
with hard work you can get at itÑyou can gain on it. Humility
leads to respect for points of view that differ from our own,
attention to which enriches our reporting. It requires us to recognize
the unhealthy influences of careerism and profiteering, forces
that may tempt us to tweak a quote or bend a rule or snatch a
phrase or even invent a source.
So letÕs restate
these, using slightly different language. First the cornerstone
principles: The journalist should not add to a story things that
didnÕt happen. And the journalist should not fool the public.
Then the supporting
strategies: The journalist should try to get at stories without
altering them. The reporting should dispel any sense of phoniness
in the story. Journalists should check things out or leave them
out. And, most important, a little humility about your ability
to truly know something will make you work harder at getting it
right.
These principles
have meaning only in the light of a large idea, crucial to democratic
life: that there is a world out there that is knowable. That the
stories we create correspond to what exists in the world. That
if we describe a velvet painting of John Wayne hanging in a barber
shop, it was not really one of Elvis in a barbecue joint. That
the words between quotation marks correspond to what was spoken.
That the shoes in the photo were the ones worn by the man when
the photo was taken and not added later. That what we are watching
on television is real and not a staged re-enactment.
A tradition
of verisimilitude and reliable sourcing can be traced to the first
American newspapers. Three centuries before the recent scandals,
a Boston newspaper called Publick Occurrences made this claim
on September 25, 1690: Ò... nothing shall be entered, but what
we have reason to believe is true, repairing to the best fountains
for our Information.Ó
We assert,
then, that the principles of ÒDo not addÓ and ÒDo not deceiveÓ
should apply to all nonfiction all the time, not just to written
stories in newspapers. Adding color to a black-and-white photoÑunless
the technique is obvious or labeledÑis a deception. Digitally
removing an element in a photo, or adding one or shifting one
or reproducing oneÑno matter how visually arrestingÑis a deception,
completely different in kind from traditional photo cropping,
although that, too, can be done irresponsibly.
In an effort
to get at some difficult truths, reporters and writers have at
times resorted to unconventional and controversial practices.
These include such techniques as composite characters, conflation
of time, and interior monologues. It may be helpful to test these
techniques against our standards.
The use of
composite characters, where the purpose is to deceive the reader
into believing that several characters are one, is a technique
of fiction that has no place in journalism or other works that
purport to be nonfiction.
An absolute
prohibition against composites seems necessary, given a history
of abuse of this method in works that passed themselves off as
real. Although considered one of the great nonfiction writers
of his time, Joseph Mitchell would, late in life, label some of
his past work as fiction because it depended on composites. Even
John Hersey, who became known for drawing thick lines between
fiction and nonfiction, used composites in ÒJoe Is Home Now,Ó
a 1944 Life magazine story about wounded soldiers returning from
war.
The practice
has been continued, defended by some, into the 1990s. Mimi Schwartz
acknowledges that she uses composites in her memoirs in order
to protect the privacy of people who didnÕt ask to be in her books.
ÒI had three friends who were thinking about divorce, so in the
book, I made a composite character, and we met for cappuccino.Ó
While such considerations may be well-meaning, they violate the
contract with the reader not to mislead. When the reader reads
that Schwartz was drinking coffee with a friend and confidante,
there is no expectation that there were really three friends.
If the reader is expected to accept that possibility, then maybe
that cappuccino was really a margarita. Maybe they discussed politics
rather than divorce. Who knows?
Time and chronology
are often difficult to manage in complicated stories. Time is
sometimes imprecise, ambiguous or irrelevant. But the conflation
of time that deceives readers into thinking a month was a week,
a week a day, or a day an hour is unacceptable to works of journalism
and nonfiction. In his authorÕs note to the best-seller ÒMidnight
in the Garden of Good and Evil,Ó John Berendt concedes:
Though
this is a work of nonfiction, I have taken certain storytelling
liberties, particularly having to do with the time of events.
Where the narrative strays from strict nonfiction, my intention
has been to remain faithful to the characters and to the essential
drift of events as they really happened.
The second
sentence is no justification for the first. Authors cannot have
it both ways, using bits of fiction to liven up the story while
desiring a spot on the New York Times nonfiction list.
Contrast BerendtÕs
vague statement to the one G. Wayne Miller offers at the beginning
of ÒKing of Hearts,Ó a book about the pioneers of open-heart surgery:
This
is entirely a work of nonfiction; it contains no composite characters
or scenes, and no names have been changed. Nothing has been
invented. The author has used direct quotations only when he
heard or saw (as in a letter) the words, and he paraphrased
all other dialogues and statementsÑomitting quotations marksÑonce
he was satisfied that these took place.
The interior
monologue, in which the reporter seems to get into the head of
a source, is a dangerous strategy but permissible in the most
limited circumstances. It requires direct access to the source,
who must be interviewed about his or her thoughts. Boston University
writer-in-residence Mark Kramer suggests, ÒNo attribution of thoughts
to sources unless the sources have said theyÕd had those very
thoughts.Ó
This technique
should be practiced with the greatest care. Editors should always
question reporters on the sources of knowledge as to what someone
was thinking. Because, by definition, what goes on in the head
is invisible, the reporting standards must be higher than usual.
When in doubt, attribute.
Such guidelines
should not be considered hostile to the devices of fiction that
can be applied, after in-depth reporting, to journalism. These
include, according to Tom Wolfe, setting scenes, using dialogue,
finding details that reveal character and describing things from
a characterÕs point of view. NBC News correspondent John Larson
and Seattle Times editor Rick Zahler both encourage the reporter
at times to convert the famous Five WÕs into the raw material
of storytelling, so that Who becomes Character, Where becomes
Setting, and When becomes Chronology.
But the more
we venture into that territory, the more we need a good map and
an accurate compass. John McPhee, as quoted by Norman Sims, summarizes
the key imperatives:
The nonfiction
writer is communicating with the reader about real people in
real places. So if those people talk, you say what those people
said. You donÕt say what the writer decides they said. É You
donÕt make up dialogue. You donÕt make a composite character.
Where I came from, a composite character was a fiction. So when
somebody makes a nonfiction character out of three people who
are real, that is a fictional character in my opinion. And you
donÕt get inside their heads and think for them. You canÕt interview
the dead. You could make a list of the things you donÕt do.
Where writers abridge that, they hitchhike on the credibility
of writers who donÕt.
This leads
us to the conviction that there should be a firm line, not a fuzzy
one, between fiction and nonfiction and that all work that purports
to be nonfiction should strive to achieve the standards of the
most truthful journalism. Labels such as Ònonfiction novel,Ó Òreal-life
novel,Ó Òcreative nonfictionÓ and ÒdocudramaÓ may not be useful
to that end.
Such standards
do not deny the value of storytelling in journalism, or of creativity
or of pure fiction, when it is apparent or labeled. Which leads
us to the Dave Barry exception, a plea for more creative humor
in journalism, even when it leads to sentences such as ÒI did
not make this up.Ó
We can find
many interesting exceptions, gray areas that would test all of
these standards. Howard Berkes of National Public Radio once interviewed
a man who stuttered badly. The story was not about speech impediments.
ÒHow would you feel,Ó Berkes asked the man, Òif I edited the tape
to make you not stutter?Ó The man was delighted and the tape edited.
Is this the creation of a fiction? A deception of the listener?
Or is it the marriage of courtesy for the source and concern for
the audience?
I come to
these issues not as the rider of too high a horse but as a struggling
equestrian with some distinctively writerly aspirations. I want
to test conventions. I want to create new forms. I want to merge
nonfiction genres. I want to create stories that are the center
of the dayÕs conversation in the newsroom and in the community.
In a 1996
series on AIDS, I tried to re-create in scene and dramatic dialogue
the excruciating experiences of a woman whose husband had died
of the disease. How do you describe a scene that took place years
ago in a little hospital room in Spain, working from one personÕs
memory of the event?
In my 1997
series on growing up Catholic with a Jewish grandmother, I tried
to combine memoir with reporting, oral history and some light
theology to explore issues such as anti-Semitism, cultural identity
and the Holocaust. But consider this problem: Along the way, I
tell the story of a young boy I knew who grew up with a fascination
with Nazis and constantly made fun of Jews. I have no idea what
kind of man he became. For all I know, he is one of the relief
workers in Kosovo. How do I create for himÑand myselfÑa protective
veil without turning him into a fictional character?
And finally,
in 1999 I wrote my first novel, which was commissioned by the
New York Times Regional Newspaper Group and distributed by the
New York Times Syndicate. It appeared in about 25 newspapers.
This 29-chapter serial novel about the millennium taught me from
the inside out some of the distinctions between fiction and nonfiction.
There is certainly
an argument to be made that fictionÑeven labeled fictionÑhas no
place in the newspaper. I respect that. Thirty inches of novella
a day may require a loss of precious newshole. But do we think
less of John McPheeÕs nonfiction in the New Yorker because it
may sit next to a short story by John Updike?
It is not
the fiction thatÕs the problem, but the deception.
Hugh Kenner
describes the language of journalism as:
É the
artifice of seeming to be grounded outside language in what
is called factÑthe domain where a condemned man can be observed
as he silently avoids a puddle and your prose will report the
observation and no one will doubt it. British scholar John Carey
puts it this way: Reportage may change its readers, may educate
their sympathies, may extendÑin both directionsÑtheir ideas
about what it is to be a human being, may limit their capacity
for the inhuman. These gains have traditionally been claimed
for imaginative literature. But since reportage, unlike literature,
lifts the screen from reality, its lessons areÑand ought to
beÑmore telling; and since it reaches millions untouched by
literature, it has an incalculably greater potential.
So donÕt add
and donÕt deceive. If you try something unconventional, let the
public in on it. Gain on the truth. Be creative. Do your duty.
Have some fun. Be humble. Spend your life thinking and talking
about how to do all these well.

Roy Peter Clark is senior scholar at the Poynter
Institute, a school for journalists in St. Petersburg, Fla., founding
director of the National WritersÕ Workshops, author of ÒFree to
WriteÓ and ÒCoaching WritersÓ and co-editor of the upcoming anthology
ÒAmericaÕs Best Newspaper Writing.Ó Although this essay reflects
ClarkÕs opinion, it grew out of discussions at a 1998 conference
involving 50 award-winning reporters, writers and editors from
print and broadcast, as well as subsequent conversations with
Tom Rosenstiel from the Pew Project for Excellence in Journalism,
which co-sponsored the conference.
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